Research Compliance VP: Risk & Independence Advisor

Aumni; Greater London; On-site; GBP 120,000 - 180,000; Full time

Job summary

JPMorgan Chase is seeking a Research Compliance Officer (Vice President) to provide day-to-day compliance guidance for the Global Research business in London. You will collaborate with Investment Banking, Capital Markets, Markets and Control Room Compliance, delivering pragmatic solutions and maintaining regulatory standards.

You will lead advisory efforts, contribute to risk assessments, and support training and policy development while engaging with Legal and other control functions to ensure

Qualifications

• Experience providing compliance advisory within investment banking.
• Strong understanding of research, information barriers and IB regulations.
• Excellent written and oral communication and stakeholder credibility.
• Analytical and problem-solving abilities with proactive mindset.
• Ability to manage tasks in deadline-driven environments.

Responsibilities

• Provide day-to-day Compliance advisory services to the firm’s Global Research business, including independence, conflicts of interest, and information barriers.
• Create and maintain policies to support regulatory obligations and assist in training delivery.
• Advise on regulatory obligations and evaluate processes, systems, and controls for compliance.
• Assist in Compliance Risk Assessments and review results with senior management.
• Escalate issues through formal channels and support monitoring activities for Global Research.
• Collaborate with business and control functions to respond to regulatory examinations and inquiries.
• Independently manage projects within Global Research Compliance and coordinate across regions.

Skills

Compliance experience

Investment banking knowledge

Regulatory knowledge

Communication skills

Analytical skills

Project management

Job description

JPMorgan Chase is seeking a Research Compliance Officer (Vice President) to provide day-to-day compliance guidance for the Global Research business in London. You will collaborate with Investment Banking, Capital Markets, Markets and Control Room Compliance, delivering pragmatic solutions and maintaining regulatory standards.

You will lead advisory efforts, contribute to risk assessments, and support training and policy development while engaging with Legal and other control functions to ensure