Senior Regulatory Reporting & Governance Analyst

Rathbone Brothers

Liverpool

Hybrid

GBP 65,000 - 85,000

Full time

14 days+

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Job summary

Rathbones is seeking a Senior Regulatory Reporting Analyst to support the Group’s prudential reporting and governance from our Liverpool office. This permanent hybrid role focuses on accurate regulatory submissions and governance across the Finance function.

You will coordinate regulatory documents, maintain data and LEI records, manage regulator inquiries, and help deliver regulatory changes while building strong relationships with Finance, Risk, Compliance and Treasury.

Qualifications

  • Able to organise and prioritise own workload autonomously.
  • Demonstrate good teamwork, supporting colleagues to achieve team goals.
  • Ability to build effective working relationships across Finance, Risk, Compliance, Treasury and other functions.
  • Able to communicate information, ideas or issues effectively and clearly.
  • An eye for detail, able to identify, investigate and explain variance.
  • High level of accuracy and concentration with the ability to grasp new tasks quickly.
  • Comfortable working across the MS Office suite.

Responsibilities

  • Support the maintenance of the Group Regulatory Reporting Governance Framework and monitor compliance with reporting requirements.
  • Prepare management information for governance committees and assist with regulatory reporting submissions and regulator enquiries.
  • Coordinate annual production of prudential documents and subsidiary requirements, tracking milestones and facilitating review.
  • Prepare and maintain sections of key prudential documents (Pillar 3 Disclosures, Resolution Pack).
  • Maintain regulatory reference data, including LEI records and legal entity structures.
  • Support FSCS obligations including management information and questionnaires.
  • Coordinate regulatory applications, notifications, permissions, waivers, and shareholding submissions.
  • Monitor governance issues and remediation actions through CAMMS, with action tracking.
  • Assist the assessment of regulatory developments and the impact on reporting obligations.

Skills

Workload prioritisation
Team collaboration
Relationship building
Clear communication
Attention to detail
High accuracy
MS Office proficiency
Data sourcing & reporting
Data interpretation & analysis

Education

Tools

MS Office

Job description

Rathbones is seeking a Senior Regulatory Reporting Analyst to support the Group’s prudential reporting and governance from our Liverpool office. This permanent hybrid role focuses on accurate regulatory submissions and governance across the Finance function.

You will coordinate regulatory documents, maintain data and LEI records, manage regulator inquiries, and help deliver regulatory changes while building strong relationships with Finance, Risk, Compliance and Treasury.

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