Senior Global Compliance Advisor (Asset Management)

Rutherford; Greater London; On-site; GBP 65,000 - 100,000; Full time

Job summary

Rutherford, a Global Asset Management firm, is seeking a Compliance Officer to join the advisory team. The role blends compliance advisory and monitoring with exposure to multiple global jurisdictions.

The successful candidate will support advisory functions, assist with policy drafting and training, and produce management information and board reports. Strong stakeholder skills and regulatory knowledge are essential.

Qualifications

• 5-10 years of compliance experience in asset management or financial services.
• Strong knowledge of regulatory requirements and investment vehicles (UCITS, 1940 Act, AIF/Private Funds).
• Proven ability to influence stakeholders and build relationships in a competitive environment.

Responsibilities

• Support the compliance advisory function across multiple jurisdictions, including implementation of new regulations and reviewing marketing materials.
• Contribute to policy drafting, review and providing training across the organisation.
• Produce management information reports, including quarterly compliance reports and board reports.
• Assist with the compliance monitoring program by reviewing and testing compliance processes.

Skills

Regulatory compliance

Asset management

Stakeholder management

Risk assessment

UCITS funds

Testing controls

Job description

Rutherford, a Global Asset Management firm, is seeking a Compliance Officer to join the advisory team. The role blends compliance advisory and monitoring with exposure to multiple global jurisdictions.

The successful candidate will support advisory functions, assist with policy drafting and training, and produce management information and board reports. Strong stakeholder skills and regulatory knowledge are essential.