Senior Compliance Officer

Rutherford; Greater London; Presencial; GBP 85 000 - 130 000; Tempo integral

Resumo da oferta

Rutherford, a global asset manager, seeks a Senior Compliance Officer in its London office to join a high-performing team overseeing regulatory frameworks across global markets. You will advise on compliance matters, draft policies, train staff, and produce management information for boards with exposure to multiple jurisdictions and investment teams.

The role offers senior governance influence and risk controls within a dynamic environment.

Qualificações

• 5+ years of experience in a compliance role within asset management or a similar financial services environment.
• Ability to influence stakeholders and build strong relationships in a competitive environment.
• Experience interacting with investment teams.

Responsabilidades

• Support the compliance advisory function across multiple jurisdictions, including the implementation of new regulations and review of marketing materials.
• Assess emerging regulatory requirements and evaluate their potential impact on the business.
• Contribute to policy drafting, review and providing training across the organisation.
• Produce management information reports, including quarterly compliance reports and board reports.

Conhecimentos

Stakeholder management

Regulatory knowledge

Investment teams interaction

Descrição da oferta de emprego

Rutherford is working with a global asset manager to appoint a Senior Compliance Officer to its London office. This is an exciting opportunity to join a high-performing team, with exposure to a range of investment strategies and regulatory frameworks across global markets.

Responsibilities:

• Support the compliance advisory function across multiple jurisdictions, including the implementation of new regulations and review of marketing materials.
• Assess emerging regulatory requirements and evaluate their potential impact on the business.
• Contribute to policy drafting, review and providing training across the organisation.
• Produce management information reports, including quarterly compliance reports and board reports.

Requirements:

• 5+ years’ experience in a compliance role within asset management or a similar financial services environment.
• Ability to influence stakeholders and build strong relationships in a competitive environment.
• Experience interacting with investment teams.