Regulatory Analyst

Rutherford; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading global investment bank in London is looking for a Regulatory Analyst to support compliance processes and monitor regulatory changes. Ideal candidates should have 1-3 years of experience in regulatory roles within asset management or investment banking. This entry-level position offers an opportunity to develop expertise in regulatory change management while working alongside a high-performing compliance team.

Qualifications

• 1-3 years of regulatory experience in asset management, investment banking or wealth management.
• Proven ability to develop and maintain relationships across all organisational levels.
• Experience working within or supporting Compliance functions.

Responsibilities

• Monitor regulatory changes impacting UK and European operations.
• Liaise with Compliance Advisory teams to stay current on lessons learned.
• Prepare and distribute regulatory updates for internal stakeholders.

Skills

Regulatory experience

Relationship building

Compliance support

Regulatory change management

Job description

Researcher, Legal & Compliance at Rutherford Search

Rutherford has been mandated on an excellent opportunity for a Regulatory Analyst to join the expanding London team of a leading global investment bank. The successful candidate will play a key role in monitoring regulatory developments across UK and European markets and supporting compliance processes. This is an excellent opportunity for someone looking to develop their expertise in regulatory change management while working alongside a high-performing compliance team.

Responsibilities

• Monitor regulatory changes impacting UK and European operations.
• Liaise regularly with Compliance Advisory teams across Europe and APAC to stay current on lessons learned.
• Prepare and distribute regulatory updates for internal stakeholders.
• Conduct initial assessments of compliance-related regulatory changes.
• Support impact assessments per the Regulatory Developments team’s process.
• Maintain records tracking regulatory change status with Compliance Advisory.
• Deliver clear, tailored presentations on regulatory developments and impacts.

Requirements

• 1-3 years of regulatory experience within asset management, investment banking or wealth management sectors.
• Proven ability to develop and maintain relationships across all organisational levels.
• Experience working within or supporting Compliance functions.
• Knowledgeable in managing regulatory change through analysis, advisory or project roles.

Seniority level

• Entry level

Employment type

• Full-time

Job function

• Finance

Industries

• Investment Banking
• Investment Management
• Venture Capital and Private Equity Principals