Senior Compliance Lead - Asset Management (Global)

Rutherford; Greater London; Sur place; GBP 85 000 - 130 000; Plein temps

Résumé du poste

Rutherford, a global asset manager, seeks a Senior Compliance Officer in its London office to join a high-performing team overseeing regulatory frameworks across global markets. You will advise on compliance matters, draft policies, train staff, and produce management information for boards with exposure to multiple jurisdictions and investment teams.

The role offers senior governance influence and risk controls within a dynamic environment.

Qualifications

• 5+ years of experience in a compliance role within asset management or a similar financial services environment.
• Ability to influence stakeholders and build strong relationships in a competitive environment.
• Experience interacting with investment teams.

Responsabilités

• Support the compliance advisory function across multiple jurisdictions, including the implementation of new regulations and review of marketing materials.
• Assess emerging regulatory requirements and evaluate their potential impact on the business.
• Contribute to policy drafting, review and providing training across the organisation.
• Produce management information reports, including quarterly compliance reports and board reports.

Connaissances

Stakeholder management

Regulatory knowledge

Investment teams interaction

Description du poste

Rutherford, a global asset manager, seeks a Senior Compliance Officer in its London office to join a high-performing team overseeing regulatory frameworks across global markets. You will advise on compliance matters, draft policies, train staff, and produce management information for boards with exposure to multiple jurisdictions and investment teams.

The role offers senior governance influence and risk controls within a dynamic environment.