Asset Management Compliance Advisor – London

Goldman Sachs Group; Greater London; Hybride; GBP 70 000 - 110 000; Plein temps

Résumé du poste

Goldman Sachs is seeking an Associate in London to join the Asset Management Compliance team. The role focuses on providing advisory services for sales and marketing activities while ensuring conformity to financial promotion regulations across the firm’s Asset Management division.

You will review marketing collateral, collaborate with Legal and Compliance, conduct surveillance and training, and assist in updating policies and responding to regulatory inquiries.

Qualifications

• Min 2 years of experience in marketing compliance
• Interest in financial markets, asset management and conduct risk
• Strong analytical, organizational, researching and fact-gathering skills
• Self-motivated, fast learner, able to work under pressure
• Able to summarize, communicate and defend positions
• Proactive team player, collaborates across teams
• Excellent interpersonal and communication skills

Responsabilités

• Review and approve financial promotions
• Support the forensic program, including ad hoc and programmatic reviews, escalate and log findings
• Provide compliance support on strategic initiatives
• Participate in regulatory identification and implementation projects
• Develop and implement Compliance policies and procedures
• Deliver Compliance training
• Assist in responding to regulatory inquiries and investigations
• Handle miscellaneous projects as required

Connaissances

Marketing compliance

Financial markets interest

Analytical skills

Communication skills

Team player

Description du poste

Goldman Sachs is seeking an Associate in London to join the Asset Management Compliance team. The role focuses on providing advisory services for sales and marketing activities while ensuring conformity to financial promotion regulations across the firm’s Asset Management division.

You will review marketing collateral, collaborate with Legal and Compliance, conduct surveillance and training, and assist in updating policies and responding to regulatory inquiries.