Senior Compliance Officer, Funds

JR United Kingdom; Stockport; On-site; GBP 45,000 - 70,000; Full time

Job summary

A leading alternative funds platform in Stockport is seeking a Senior Compliance Officer to enhance its compliance team's capabilities. This role emphasizes career development prospects, requiring a strong background in compliance with a focus on both UCITS and private markets funds. Ideal candidates will bring essential product and distribution knowledge, along with a drive for professional growth.

Qualifications

• Experience in compliance across various fund types including UCITS and Evergreen funds.
• Knowledge of private markets funds is preferred.
• Strong understanding of both product and distribution compliance matters.

Responsibilities

• Join a small compliance team covering all facets of compliance.
• Report to the CCO and assist in compliance operations.
• Support career development to lead a compliance function in the future.

Skills

Compliance Knowledge

UCITS Experience

Private Markets Knowledge

Job description

Senior Compliance Officer, Funds, Stockport

Client: Hays

Location: Stockport, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, with aspirations to head a compliance function in the future. The firm partners with external managers, and knowledge of product and distribution matters, especially around UCITS and Evergreen funds, is advantageous. Exposure to private markets funds is preferred, but experience with liquid assets will also be considered.

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