Senior Compliance Officer, Funds

JR United Kingdom; Liverpool; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading alternative funds platform in Liverpool is seeking a Senior Compliance Officer to enhance its compliance team. This essential role offers career progression opportunities towards leadership, requiring expertise in compliance and a solid understanding of fund management, particularly UCITS and private markets. The successful candidate will join an innovative firm known for its collaborative environment.

Qualifications

• Experience in compliance roles with a focus on different asset types.
• Familiarity with fund distribution and regulatory compliance.
• Ability to work in a small team environment.

Responsibilities

• Cover all facets of compliance within the organization.
• Partner with external managers on compliance issues.
• Ensure adherence to regulatory standards and company policies.

Skills

Compliance knowledge

Knowledge of UCITS

Exposure to private markets

Understanding of liquid assets

Job description

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Senior Compliance Officer, Funds, Liverpool

Client: Hays

Location: Liverpool, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function. The firm partners with external managers and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred but those whose experience centres on liquid assets will also be considered.

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