Senior Compliance Officer, Funds

JR United Kingdom; Wakefield; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading progressive funds platform in Wakefield is seeking a Senior Compliance Officer to enhance its compliance team. This is a comprehensive role requiring knowledge in various compliance facets, especially regarding UCITS and Evergreen funds, while providing excellent career advancement opportunities.

Qualifications

• Experience as a compliance officer in asset management.
• Knowledge of product and distribution compliance matters.
• Ability to work in a small team and contribute effectively.

Responsibilities

• Cover all facets of compliance in the firm.
• Work closely with external managers and internal stakeholders.
• Aim for career development toward leading a compliance function.

Skills

Compliance Analysis

Knowledge of UCITS

Understanding of Evergreen funds

Private Markets Exposure

Job description

Senior Compliance Officer, Funds, Wakefield

Client: Hays

Location: Wakefield, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views: 3

Posted: 10.06.2025

Expiry Date: 25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, with aspirations to eventually head a compliance function. The firm partners with external managers, and knowledge of product and distribution matters is advantageous, especially around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but candidates with experience in liquid assets will also be considered.

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