Senior Compliance Officer, Funds

JR United Kingdom; Chester; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading alternative funds platform in Chester is seeking a Senior Compliance Officer to join their compliance team. This role offers a unique opportunity to develop skills in a generalist compliance function, with focus on regulatory matters concerning private markets and liquid assets. Ideal candidates will possess strong knowledge of UCITS and Evergreen funds, alongside a desire for career advancement within compliance.

Qualifications

• Experience in a compliance role within funds.
• Knowledge of regulatory frameworks.
• Ability to work with product and distribution matters.

Responsibilities

• Manage compliance aspects for the funds platform.
• Ensure adherence to regulatory requirements.
• Support the CCO in compliance initiatives.

Skills

Compliance

Knowledge of UCITS

Knowledge of Evergreen funds

Exposure to private markets

Understanding liquid assets

Job description

Senior Compliance Officer, Funds, Chester

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function. The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centers on liquid assets will also be considered.

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