Senior Compliance Officer, Funds

JR United Kingdom; Leeds; On-site; GBP 50,000 - 75,000; Full time

Job summary

A progressive alternative funds platform is looking for a Senior Compliance Officer to join its compliance team in Leeds. Ideal candidates will have knowledge of UCITS and Evergreen funds, with exposure to private markets considered a plus. This role offers a growth trajectory towards leading compliance functions within the organization.

Qualifications

• Experience in compliance within financial services.
• Understanding of product and distribution matters.
• Aspiration to lead a compliance function.

Responsibilities

• Oversee all facets of compliance in a small team.
• Report directly to the Chief Compliance Officer.
• Support the firm’s ambitions for compliance leadership.

Skills

Knowledge of UCITS

Knowledge of Evergreen funds

Exposure to private markets funds

Experience with liquid assets

Job description

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the Chief Compliance Officer (CCO), this role covers all facets of compliance and offers an excellent opportunity for career development, with aspirations to eventually head a compliance function. The firm partners with external managers, and knowledge of product and distribution matters, especially around UCITS and Evergreen funds, is advantageous. Exposure to private markets funds is preferred, but experience with liquid assets will also be considered.

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