Senior Compliance Officer, Funds

JR United Kingdom; Southampton; On-site; GBP 40,000 - 65,000; Full time

Job summary

A prominent alternative funds platform in Southampton is looking for a Senior Compliance Officer to enhance its compliance team. This role offers an excellent opportunity for career development, as you will handle various compliance functions and contribute to the firm's objectives. Candidates with knowledge of UCITS, Evergreen funds, or private markets will find this position especially rewarding.

Qualifications

• Experience in compliance across all facets.
• Knowledge of product and distribution matters.
• Experience with both private and liquid assets.

Responsibilities

• Join a small compliance team covering all aspects of compliance.
• Report directly to the Chief Compliance Officer.

Skills

Compliance

Knowledge of UCITS and Evergreen funds

Exposure to private markets funds

Job description

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Senior Compliance Officer, Funds, Southampton

Client:

Hays

Location:

Southampton, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function. The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centers on liquid assets will also be considered.

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