Senior Compliance Officer, Funds

JR United Kingdom; Guildford; On-site; GBP 60,000 - 80,000; Full time

Job summary

A progressive alternative funds platform in Guildford is seeking a Senior Compliance Officer to join its small compliance team. The role encompasses all aspects of compliance and is a fantastic opportunity for career advancement, particularly for those with knowledge around UCITS and private market funds.

Qualifications

• Experience in compliance roles within funds is preferred.
• Knowledge of UCITS and Evergreen funds is advantageous.
• Exposure to private markets funds is a plus.

Responsibilities

• Cover all facets of compliance as part of a small team.
• Report to the Chief Compliance Officer (CCO).
• Support career development towards leading a function.

Skills

Compliance Knowledge

Product Knowledge

Regulatory Awareness

Job description

Senior Compliance Officer, Funds, Guildford

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, with long-term aspirations to lead a function. The firm partners with external managers, and a working knowledge of product and distribution matters, particularly around UCITS and Evergreen funds, is a distinct advantage. Exposure to private markets funds is preferred, but candidates with experience in liquid assets will also be considered.

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