Senior Compliance Officer, Funds

JR United Kingdom; Swindon; On-site; GBP 30,000 - 50,000; Full time

Job summary

A leading alternative funds platform is seeking a Senior Compliance Officer to join its compliance team in Swindon. This generalist position offers opportunities for career development within a collaborative environment. The ideal candidate will have a strong compliance background, particularly with UCITS, Evergreen funds, and private markets.

Qualifications

• Experience with UCITS and Evergreen funds.
• Knowledge of private markets funds preferred.
• Strong understanding of compliance regulations.

Responsibilities

• Cover all facets of compliance within the funds sector.
• Develop career path towards heading a compliance function.
• Work alongside external managers to ensure regulatory compliance.

Skills

Compliance knowledge

Risk management

Regulatory awareness

Education

Degree in Finance, Law or related field

Job description

Social network you want to login/join with:

Senior Compliance Officer, Funds, Swindon, Wiltshire

Client:

Hays

Location:

Swindon, Wiltshire, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function. The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centres on liquid assets will also be considered.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job, you accept the T&C's, Privacy Policy, and Disclaimers which can be found at hays.co.uk.