Senior Compliance Officer, Funds

JR United Kingdom; Basingstoke; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform seeks a Senior Compliance Officer to contribute to its compliance team. This role covers all aspects of compliance, with opportunities for professional development aimed at leading compliance functions in the future. Candidates with knowledge of UCITS, Evergreen funds, and private markets are preferred, but those with a solid background in liquid assets will also be considered.

Qualifications

• Experience with compliance roles in financial services.
• Ability to cover all facets of compliance.
• Working knowledge of product and distribution matters.

Responsibilities

• Join a small compliance team as a generalist.
• Report to the CCO and support various compliance activities.
• Develop along a career pathway toward leading a compliance function.

Skills

Knowledge of UCITS

Understanding of Evergreen funds

Exposure to private markets funds

Job description

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function.

The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centers on liquid assets will also be considered.

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