Senior Compliance Officer, Funds

JR United Kingdom; Peterborough; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading progressive funds platform in Peterborough is seeking a Senior Compliance Officer to strengthen its compliance team. This generalist role offers a chance for significant career advancement within a collaborative environment, requiring expertise in various compliance areas and knowledge of fund regulations.

Qualifications

• Experience as a compliance officer required.
• Knowledge of UCITS and Evergreen funds is advantageous.
• Able to work within a small team environment.

Responsibilities

• Cover all facets of compliance and support the CCO.
• Interact with external managers on product and distribution matters.
• Prepare for potential leadership of the compliance function.

Skills

Compliance knowledge

Regulatory understanding

Analytical skills

Job description

Senior Compliance Officer, Funds, Peterborough

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the Chief Compliance Officer (CCO), this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, with aspirations to eventually lead a compliance function.

The firm partners with external managers, and a working knowledge of product and distribution matters, particularly around UCITS and Evergreen funds, is a distinct advantage. Exposure to private markets funds is preferred, but candidates with experience in liquid assets will also be considered.

Note: EU work permit is required for this role.

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