Senior Compliance Officer, Funds

JR United Kingdom; Northampton; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform is seeking a Senior Compliance Officer in Northampton to join a small compliance team. This generalist role provides an excellent opportunity for professional growth in compliance. The ideal candidate will have experience in funds or asset management, along with knowledge of UCITS and Evergreen funds.

Qualifications

• Experience in compliance within funds or asset management.
• Knowledge of UCITS, Evergreen funds, and private markets funds preferred.
• Ability to work independently and as part of a team.

Responsibilities

• Covering all facets of compliance for the firm.
• Develop along the career pathway in compliance.

Skills

Compliance

Knowledge of UCITS

Ability to work independently

Job description

Senior Compliance Officer, Funds, Northampton

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function.

The firm partners with external managers, and a working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centers on liquid assets will also be considered.

**Minimum Requirements:**

• Experience in compliance within funds or asset management
• Knowledge of UCITS, Evergreen funds, and private markets funds (preferred)
• Ability to work independently and as part of a team

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