Senior Compliance Officer, Funds

JR United Kingdom; Brighton; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform is seeking a Senior Compliance Officer to join their compliance team. The role offers a unique opportunity for professional development, focusing on various compliance aspects while collaborating with external managers and ensuring adherence to financial regulations.

Qualifications

• Experience with compliance in financial services is crucial.
• Understanding of fund management products is advantageous.
• Experience in private markets or liquid assets accepted.

Responsibilities

• Cover all facets of compliance within a small team.
• Report to the Chief Compliance Officer.
• Develop along a career pathway towards head of function.

Skills

Compliance knowledge

Understanding of UCITS

Exposure to private markets

Job description

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function.

The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centers on liquid assets will also be considered.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job, you accept the T&C's, Privacy Policy, and Disclaimers which can be found at hays.co.uk.