Senior Compliance Officer

FxPro Financial Services Ltd; London; On-site; GBP 50,000 - 90,000; Full time

Job summary

Join a leading international fintech company as a Senior Compliance Officer, where you'll play a vital role in maintaining the compliance framework and ensuring adherence to regulatory requirements. This dynamic workplace values each team member's contributions and offers a collaborative environment. You'll support the business by mitigating risks, advising senior stakeholders, and fostering a strong compliance culture. With a diverse workforce and exciting challenges, this is an opportunity to make a significant impact in the financial services industry.

Benefits

Medical and Life Insurance

Pension Scheme

Gym Membership Contribution

Annual Season Ticket Loans

Birthday Vouchers

Weekly Team Lunch

Free Snacks and Beverages

Qualifications

• 5+ years of compliance and regulatory experience in financial services.
• Strong knowledge of FCA, SCB, MiFID II, and international AML regulations.

Responsibilities

• Assist with regulatory compliance and maintain the compliance framework.
• Conduct risk assessments and prepare regulatory reports.

Skills

Compliance

Risk Management

Regulatory Knowledge

Analytical Skills

Communication Skills

Stakeholder Influence

Education

Relevant Compliance Qualifications (e.g., ICA, CISI)

Job description

Join FxPro: a leading international fintech company. Be a part of our expanding international team, with offices in Limassol, London, Nassau, and Dubai. FxPro boasts a diverse workforce of over 500 employees representing 40 nationalities, making it an exciting and dynamic workplace. At FxPro, we see each team member as an integral part of our success story.

As a Senior Compliance Officer, you'll contribute to maintain our compliance framework, ensuring adherence to regulatory requirements and best practices. You will play a key role in supporting the business by mitigating risks, advising senior stakeholders, and fostering a strong compliance culture across the organization.

Responsibilities

• Assist the CCO with regulatory compliance: UK, EU and International Regulations
• Maintain the company's compliance framework, ensuring the creation, implementation and update of all policies and procedures required for the different entities within FxPro, including business conduct policies and procedures as well as Anti-Money Laundering and other financial crime
• Conduct risk assessments and advise on mitigation
• Prepare and submit regulatory reports, and perform compliance monitoring: Capital adequacy, operational reports, transaction reporting, financial crime, client money and assets, corporate governance reports; among others
• Liaise with regulatory bodies and external auditors
• Manage the company’s annual training programme: Provide online and ad-hoc compliance training and guidance to staff
• Advise on regulatory changes to the industry and their implications on our business
• Advise on complaints handling and resolution
• Collaborate with the different teams by acting as an internal regulatory advisor
• Assist with the company’s onboarding and periodic reviews with banks, PSPs, LPs and other counterparties
  
  

Requirements

• 5+ years compliance, risk, legal practice or regulatory experience in financial services, ideally CFD Firms
• Strong knowledge of FCA, SCB, MiFID II and international AML regulations
• Knowledge and understanding of CFD trading: Operations, Dealing, Marketing and client experience
• Knowledge and understanding of markets and asset classes offered by the company
• Experience managing compliance programs and regulatory audits
• Excellent analytical, problem-solving, and communication skills
• Ability to influence stakeholders
• Relevant compliance qualifications (e.g., ICA, CISI) preferred

Our Benefits

• Medical and Life Insurance
• Pension Scheme
• Fitness and Wellness - we'll cover a part of the amount for gym membership per month
• Annual Season Ticket Loans
• Birthday vouchers (we offer a variety of certificates as a birthday gift from the company)
• Weekly team lunch
• Free snacks and beverages in the office