Senior Compliance Officer

Gresham Hunt; Greater London; Hybrid; GBP 85,000 - 95,000; Full time

Job summary

An exciting opportunity has arisen for a Senior Regulatory Compliance Officer to join a leading global asset management company in the City of London. This role involves ensuring compliance with FCA rules and regulations while providing expert advice and engaging with stakeholders. The position offers a competitive salary and benefits, including hybrid working options and significant opportunities for career advancement within a multinational organization. If you are passionate about compliance and ready to make an impact, this role is perfect for you.

Benefits

Strong pension plan

Excellent work-life balance

Tuition reimbursement

Qualifications

• Minimum of 5 years' experience in financial services compliance.
• Proven experience in providing compliance advisory services.

Responsibilities

• Ensure compliance with FCA rules and regulations.
• Provide expert compliance advice to internal teams.
• Liaise with stakeholders for regulatory reporting.

Skills

Regulatory Compliance

Advisory Expertise

Regulatory Knowledge

Communication

Attention to Detail

Education

Relevant compliance or financial services qualifications

Job description

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Location: The City of London (Hybrid: 3 days in office, 2 days WFH)

Salary: Competitive (with a comprehensive benefits package)

About the Role:

An exciting opportunity has arisen for an experienced Senior Regulatory Compliance Officer to join a leading global asset management company based in the City of London. As part of the compliance team, you will play a pivotal role in ensuring that the firm adheres to all relevant regulatory frameworks, including FCA rules and Market Abuse regulations, while interacting with both internal and external stakeholders. This is a fantastic opportunity to advance your career within a multinational organisation, reporting directly to the Deputy Head of Compliance.

Key Responsibilities:

• Regulatory Compliance: Ensure that the company complies with all relevant regulatory requirements, including FCA rules, guidance, and SMCR regulations.
• Advisory Role: Provide expert compliance advice to internal teams on matters related to asset management, regulatory requirements, and operational procedures.
• Stakeholder Engagement: Liaise with key internal and external stakeholders to ensure compliance with applicable regulatory standards and assist with any regulatory reporting or investigations.
• Regulatory Reporting: Develop and manage regulatory reporting processes in line with FCA guidelines and industry standards.
• Policy and Procedure Review: Maintain a strong understanding of internal compliance policies and procedures, ensuring they align with external regulatory developments.
• Risk Management: Assist in identifying, assessing, and mitigating compliance risks across the organisation.

Skills & Qualifications:

• Experience: Minimum of 5 years' experience in financial services compliance, specifically within the asset management sector.
• Advisory Expertise: Proven experience in providing compliance advisory services within the asset management sector, ideally in multinational organisations.
• Regulatory Knowledge: Strong knowledge of FCA rules and guidance, Market Abuse regulations, and the Senior Managers and Certification Regime (SMCR).
• Communication: Excellent interpersonal and communication skills, with the ability to engage with stakeholders at all levels.
• Attention to Detail: Strong analytical and organisational skills, with the ability to manage complex compliance matters effectively.
• Qualifications: Relevant compliance or financial services qualifications would be a plus.

What’s On Offer:

• Competitive Salary: A competitive salary package based on experience.
• Hybrid Working: Flexibility to work from home for up to 2 days a week.
• Benefits: A strong pension plan, excellent work-life balance, and tuition reimbursement to support your career development.
• Career Progression: Opportunity to grow within a global organisation with significant opportunities for professional development and career advancement.

How to Apply:

Please submit your CV to [e-mail]

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

• Industries

  Financial Services and Investment Management

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