Senior Compliance Officer – Quant Hedge Fund

Coopman Search and Selection | B Corp™; London; On-site; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Officer to lead compliance functions for a growing quantitative investment firm. This newly created role involves overseeing the FCA application process, developing compliance procedures, and ensuring regulatory adherence. The ideal candidate will have a strong compliance background in the financial services sector and excellent communication skills to collaborate with various teams. Join a forward-thinking company that values sustainability and fosters professional growth in a dynamic environment.

Benefits

Professional Development Opportunities

Sustainability Initiatives

Collaborative Work Environment

Qualifications

• 6+ years of compliance experience in financial services.
• Strong interest in regulatory matters in alternative investments.

Responsibilities

• Lead FCA application preparation and compliance procedures.
• Support compliance initiatives and interact with senior management.

Skills

Compliance Management

Regulatory Submissions

Communication Skills

Risk Mitigation

Time Management

Education

Bachelor's Degree in Law or Finance

Compliance Certification

Tools

Bloomberg Vault

ComplySci

FundApps

OneTick

Job description

Join to apply for the Senior Compliance Officer – Quant Hedge Fund role at Coopman Search and Selection | B Corp.

Coopman Search and Selection are delighted to partner exclusively with a leading quantitative investment firm focused on systematic trading strategies in global markets. The role reports directly to the global CCO based in the US and works closely with the GC & trading teams.

This is a newly created role to support their growth in the UK, leading the compliance function through an FCA application and developing relevant compliance procedures & surveillances. You will also support other aspects of the compliance program, including regulatory submissions, training, surveillance, and policy implementation.

Key Responsibilities

1. Lead the preparation of the Firm’s FCA application, develop related procedures, surveillance, and regulatory submissions. Supervise counsel and external advisors assisting in the application process.
2. Support various compliance initiatives such as: Code of Ethics, regulatory filings, cybersecurity, electronic communication surveillance, AI due diligence, alternative data due diligence, trade surveillance, vendor due diligence, and updating/testing compliance procedures in collaboration with the Chief Compliance Officer.
3. Interact effectively with other departments and senior management.
4. Develop proficiency with the Firm’s compliance tools including Bloomberg Vault, ComplySci, FundApps, and OneTick.
5. Engage with internal stakeholders to address compliance issues and mitigate risks.
6. Stay informed on regulatory developments and industry trends relevant to the Firm.

Experience Required

1. 6+ years of experience as a compliance professional or lawyer within the financial services industry is advantageous.
2. Strong interest and willingness to develop expertise in legal, regulatory, and compliance matters in the alternative investment industry.
3. Excellent communication and interpersonal skills, with the ability to exercise discretion and sound judgment on sensitive information.
4. Strong work ethic and time management skills to handle multiple projects with urgency.
5. Ability to adapt and thrive in a fast-paced, collaborative environment.

For a confidential discussion or further information, please contact [e-mail].

As a Certified B Corporation, we operate for good, valuing sustainability and stakeholder interests. Recognized as a Great Place to Work, we foster professional growth and collaboration.