Senior Compliance Officer and MLRO

JR United Kingdom; London; On-site; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Officer and MLRO to lead their compliance function. This role involves developing and maintaining compliance frameworks, ensuring adherence to FCA regulations, and fostering a compliance-driven culture. The ideal candidate will have over 5 years of experience in compliance, particularly within the CFD and FX sectors, and will be adept at navigating the evolving regulatory landscape. Join a dynamic company that values innovation, collaboration, and career growth while ensuring a strong compliance culture across all operations.

Benefits

Competitive Remuneration Package

Improved Work-Life Balance

Enhanced Health and Wellness Programs

Dynamic career growth

Collaborative work environment

Qualifications

• 5+ years of experience in Compliance and Regulatory Affairs.
• Deep knowledge of AML legislation and UK Money Laundering Regulations.

Responsibilities

• Liaison with regulatory bodies and ensure compliance with FCA requirements.
• Conduct risk assessments and monitor suspicious transactions.

Skills

Compliance and Regulatory Affairs

AML legislation

UK regulations

FCA engagement

Leadership

Job description

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Senior Compliance Officer and MLRO, london

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Client:

Alchemy Markets

Location:

london, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

05.05.2025

Expiry Date:

19.06.2025

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Job Description:

Alchemy Markets offers a suite of services, including liquidity solutions, customizable trading platforms, and access to global financial instruments. Our offerings equip clients with tools and support to achieve their financial goals.

Alchemy Markets leads financial innovation, bridging traditional finance with decentralized, tech-driven markets. We deliver accessible, transparent, and cutting-edge solutions, empowering traders, institutions, and innovators to thrive globally.

We provide an ecosystem of advanced trading platforms, access to global markets, robust liquidity solutions, and bespoke financial technologies, catering to both retail and institutional clients.

JOB OVERVIEW:

Alchemy Markets is looking to hire a compliance professional to join the growing team as a Senior Compliance Officer and MLRO with a solid background in FX and CFD products to lead the compliance function.

The ideal candidate will take ownership of developing, implementing, and maintaining our FCA license liquidity solutions, in terms of managing compliance frameworks, ensuring we meet all regulatory obligations and internal standards.

The successful candidate will play a key role in protecting the business and promoting a strong compliance culture across all areas of the company.

KEY RESPONSIBILITIES:

• Being the primary liaison with regulatory bodies.
• Audit, amend and lead the ongoing development and execution of the Compliance framework to meet all regulatory requirements.
• Ensuring that the firm complies, and demonstrates compliance, with all FCA and other regulatory requirements.
• Ensure that regulatory capital, compliance-related reporting obligations (e.g. EMIR, MiFIR) are being met, including advising, preparing and submitting regular reports to the FCA.
• Conduct periodic risk assessments of AML controls. Performing the SMF17 role, advancing the Firm’s AML policies and procedures to comply with all Regulations.
• Perform periodic Compliance and AML trainings to the business and senior management.
• Monitor suspicious transactions and Reports to the FCA and NCA when required.
• Oversee customer due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring procedures.
• Drafting periodic and annual compliance and MLRO reports to the board, including the AML and anti-bribery risk assessments.
• Work with internal teams and external compliance consultants to strengthen the regulatory framework of the organization.
• Assist the Board in maintaining its ICARA and liquidity framework.
• Foster a compliance-driven culture by promoting awareness of compliance policies and the importance of ethical conduct.

WE ARE LOOKING FOR PEOPLE WHO HAVE:

• 5+ years of experience in Compliance and Regulatory Affairs, preferably within the CFD and FX industry, with a strong focus on UK regulations.
• Experience engaging with the FCA and other regulatory authorities.
• Deep knowledge of AML legislation including the UK Money Laundering Regulations and JMLSG guidance.
• Commitment to confidentiality regarding compliance procedures and internal policies.
• Ability to navigate evolving regulatory landscapes and adjust compliance strategies accordingly.
• Proven leadership and ability to work independently.

WHAT WE OFFER:

?Competitive Remuneration Package.

?Improved Work-Life Balance.

?Enhanced Health and Wellness Programs.

?Dynamic career growth in a dynamic and fast-growing global company.

?Collaborative and innovative work environment.

ARE YOU INTERESTED IN JOINING US?

We are very excited to meet you and discuss how you can contribute to the success of the Company!

We commit to handle all your information with strict confidentiality.