Senior Compliance Manager

ZipRecruiter; Ipswich; On-site; GBP 50,000 - 85,000; Full time

Job summary

An established industry player in the mortgage services sector is seeking a Senior Compliance Manager to lead regulatory compliance efforts. This pivotal role requires a detail-oriented professional with extensive knowledge of FCA regulations and compliance frameworks. You will oversee compliance policies, manage regulatory risks, and provide expert advisory support to senior management. Join a dynamic team committed to integrity and excellence, where your contributions will shape compliance strategies and drive the business forward. If you are ready to take your career to the next level, this opportunity is for you!

Qualifications

• Minimum 3 years’ experience at a management level in a compliance role.
• Proven compliance experience in a UK-regulated financial services firm.

Responsibilities

• Ensure full compliance with FCA rules and manage regulatory risks.
• Provide periodic compliance reports to senior management and the board.
• Conduct regulatory risk assessments in line with the company’s risk framework.

Skills

FCA regulations

MCOB

SMCR

SYSC

AML requirements

Compliance monitoring programs

Regulatory risk assessments

Analytical skills

Communication skills

Team collaboration

Education

Relevant Compliance Qualifications (e.g., ICA)

Job description

Job Description

Rooftop Mortgages Ltd (Part of the BCMGlobal Group) is seeking a highly skilled Senior Compliance Manager to lead regulatory compliance within our Mortgage Administration business. This critical role ensures that we remain fully compliant with Financial Conduct Authority (FCA) regulations while managing regulatory risks and providing expert compliance advisory support.

This is a Certification role as per SM&CR and requires a proactive, detail-oriented compliance professional with strong regulatory expertise.

Key Responsibilities

1. Ensure full compliance with FCA rules, including the Mortgage Conduct of Business (MCOB) sourcebook.
2. Maintain and enhance compliance policies and procedures to align with regulatory expectations.
3. Oversee compliance with SYSC 8, ensuring effective outsourcing and operational risk management.
4. Manage and implement a risk-based compliance monitoring plan.
5. Conduct regulatory risk assessments in line with the company’s risk framework.
6. Provide periodic compliance reports to senior management and the board.
7. Provide expert advice on regulatory changes, including Consumer Duty and Anti-Money Laundering (AML) obligations.

What We’re Looking For

• Proven compliance experience in a UK-regulated financial services firm (mortgage sector).
• Strong knowledge of FCA regulations, MCOB, SMCR, SYSC, and AML requirements.
• Experience in implementing compliance monitoring programs and risk assessment.
• Strong analytical skills with the ability to interpret and apply regulatory frameworks.
• Excellent communication skills with the ability to engage with senior stakeholders.
• Ability to manage multiple tasks and prioritise activities.
• A key individual looking to progress to the next level in their career.
• A proactive team player who can work independently and collaboratively.

Qualifications & Experience

Relevant Compliance Qualifications (e.g., ICA or equivalent). Minimum 3 years’ experience at a management level in a compliance role.

Why Join Us?

Work in a dynamic, growing mortgage services firm with a strong commitment to compliance and integrity. Be a key player in shaping regulatory compliance strategies.

If you have the expertise, leadership, and drive to ensure compliance excellence, we’d love to hear from you!