Strategic Compliance Lead - Asset Management

Black Swan Group; England; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading investment management firm in London is seeking a Compliance Manager to enhance their compliance programme. The successful candidate will manage compliance monitoring, review financial communications, and oversee team training. Key qualifications include a Bachelor's degree and a strong understanding of UK financial regulations. This role provides an excellent opportunity to contribute to the firm's success within a dynamic compliance team.

Qualifications

• Generalist compliance experience with a focus on UCITS compliance and ideally SEC exposure.
• Strong knowledge of UK financial regulations and industry best practices.

Responsibilities

• Manage the Compliance Monitoring Programme.
• Review financial promotions, marketing and client communications.
• Monitor trading activity to detect potential market abuse.
• Maintain working knowledge of regulatory frameworks.
• Train and manage junior members of the compliance team.

Skills

Analytical skills

Problem-solving

Communication skills

Attention to detail

Education

Bachelor's degree in Finance, Economics, Law, or a related field

Job description

A leading investment management firm in London is seeking a Compliance Manager to enhance their compliance programme. The successful candidate will manage compliance monitoring, review financial communications, and oversee team training. Key qualifications include a Bachelor's degree and a strong understanding of UK financial regulations. This role provides an excellent opportunity to contribute to the firm's success within a dynamic compliance team.