Senior Compliance Associate

Compliance Professionals; London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading compliance firm in London is seeking a Compliance Officer to oversee compliance for multiple entities. The role focuses on compliance monitoring, thematic reviews, and managing investment restriction rules. Ideal candidates will have buy-side compliance experience and knowledge of AIFMD and UCITS.

Qualifications

• Minimum of two years of work experience in compliance, ideally buy-side.

Responsibilities

• General Compliance Monitoring
• Thematic Reviews
• Managing about 600 pre- and post-trade investment restriction rules.

Skills

Compliance Monitoring

Knowledge of AIFMD

Knowledge of UCITS

Job description

Our client partners with exceptional managers and hedge funds to create leading funds globally.

THE RESPONSIBILITIES:

The role will cover compliance for three entities within the group and will consist of the following main responsibilities:

1. General Compliance Monitoring
2. Thematic Reviews
3. Managing about 600 pre- and post-trade investment restriction rules in the Enfusion Compliance Module (trade restrictions)

EXPERIENCE REQUIRED:

• Minimum of two years of work experience in compliance, ideally buy-side.
• The following experience is beneficial to the role:
• General compliance monitoring experience
• Knowledge of AIFMD and UCITS

For further information, please contact Duncan Jeffery.