Senior Compliance Associate - Quant Fund

JR United Kingdom; London; On-site; GBP 45,000 - 75,000; Part time

Job summary

An established industry player in the financial sector is seeking a Senior Compliance Associate to join their dynamic team in London. This role offers a unique opportunity to engage in compliance monitoring, manage investment restrictions, and conduct thematic reviews within a boutique firm specializing in funds. The ideal candidate will bring at least two years of buy-side compliance experience and a strong understanding of AIFMs and UCITS. This position may also offer part-time flexibility, making it a great fit for those seeking work-life balance while contributing to a forward-thinking organization.

Qualifications

• At least two years of buy-side compliance experience required.
• Knowledge of AIFMs and UCITS is preferable.

Responsibilities

• Conduct compliance monitoring and thematic reviews.
• Manage pre- and post-trade investment restrictions.

Skills

Compliance Monitoring

Market Abuse Knowledge

Trade Surveillance

Education

Bachelor's Degree

Job description

Senior Compliance Associate - Quant Fund, London (City of London)

Our client is a boutique firm specializing in funds such as AIFs and UCITS, based in the City of London.

This role involves broad responsibilities including regular compliance monitoring, market abuse, and trade surveillance.

Key Responsibilities

1. Compliance monitoring
2. Thematic reviews
3. Managing pre- and post-trade investment restrictions

Qualifications

1. At least two years of buy-side compliance experience
2. Knowledge of AIFMS and UCITS (preferable)

Please note that the client may consider a part-time role if this appeals.