Senior Compliance Associate

JR United Kingdom; London; On-site; GBP 50,000 - 80,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Associate to join their global team in London. This role offers a unique opportunity to support a variety of compliance functions, including monitoring, surveillance, and overseeing ethical standards. Ideal candidates will have previous compliance experience and excellent communication skills, enabling them to interact effectively with investment professionals in a dynamic environment. This position promises significant exposure across the compliance function, making it an exciting opportunity for those looking to advance their careers in a prestigious firm.

Qualifications

• Experience in compliance within a global investment firm.
• Strong communication skills for fast-paced interactions.

Responsibilities

• Support all areas of compliance including monitoring and surveillance.
• Oversee the Firm's Code of Ethics and personal trading.

Skills

Compliance Experience

Communication Skills

Job description

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Taylor Root is thrilled to have partnered with our client, a global investment firm specializing in private debt & private equity, to assist with a Senior Compliance Associate hire.

This is a generalist role supporting all areas of compliance, including monitoring, surveillance, AML/KYC, and overseeing the Firm's Code of Ethics (personal trading, gifts, entertainment, etc.).

The role is part of a global team based in the London office, offering excellent exposure across the compliance function.

We are looking for someone who has:

• Previous compliance experience in a similar organization
• Excellent communication skills; able to interface directly with Investment Professionals in a fast-paced environment