Enable job alerts via email!

Compliance Associate

Black Swan Group

Greater London

On-site

GBP 45,000 - 60,000

Full time

2 days ago

Be an early applicant

Boost your interview chances

Create a job specific, tailored resume for higher success rate.

Job summary

A leading company is seeking a Compliance Associate to join its global team in London. The role involves supporting compliance monitoring, preparing regulatory reports, and conducting due diligence. Ideal candidates will have strong analytical and communication skills, with a background in compliance within financial services. This full-time position offers an opportunity to work in a fast-paced environment, contributing to regulatory projects and maintaining compliance standards.

Qualifications

Minimum of 3 years in compliance/regulatory roles within financial services.
Knowledge of FCA and European regulatory frameworks.

Responsibilities

Support compliance monitoring, testing, and reporting.
Prepare regulatory reports and maintain compliance logs.
Conduct AML/KYC due diligence for transactions.

Skills

Analytical

Relationship-building

Client-focused

Communication

Teamwork

Problem-solving

Integrity

Education

Degree in Finance

Degree in Law

Degree in Business

Tools

MS Office

Compliance screening tools

Get AI-powered advice on this job and more exclusive features.

Direct message the job poster from Black Swan Group

One of our Private equity clients is looking to add a Compliance Associate to its global team in London.

Key Responsibilities:

Compliance

Support compliance monitoring, testing, and reporting.
Prepare regulatory reports and maintain compliance logs.
Assist with policy updates in response to regulatory changes.
Conduct daily monitoring and produce KPI reports.
Contribute to regulatory projects as needed.
Conduct AML/KYC due diligence for transactions and key counterparties.
Support Independent Advisor onboarding.
Maintain compliance databases and handle AML/KYC queries.
Prepare required documentation for internal and external stakeholders.
Preferred Candidate Profile

Core Skills

Strong analytical, relationship-building, and client-focused skills.
Ability to manage competing priorities in fast-paced environments.
Excellent communication, teamwork, and problem-solving abilities.
High integrity and discretion in handling confidential matters.

Professional Experience

Minimum of 3 years in compliance/regulatory roles within financial services.
Knowledge of FCA and European regulatory frameworks.
Experience with AML, anti-financial crime, and compliance tools.
Proficiency in MS Office and compliance screening tools.
Degree in Finance, Law, Business, or related field.

For more information on this opportunity, please reach out to tom.sullivan@blackswangroup.com

Seniority level

Seniority level
Associate

Employment type

Employment type
Full-time

Job function

Job function
Legal, Analyst, and Other
Industries
Investment Management, Investment Banking, and Venture Capital and Private Equity Principals

Referrals increase your chances of interviewing at Black Swan Group by 2x

Get notified about new Compliance Associate jobs in London Area, United Kingdom.