Senior Associate, Regulatory Compliance

TN United Kingdom; London; On-site; GBP 60,000 - 100,000; Full time

Job summary

An established industry player in the financial sector is seeking a Senior Associate for Regulatory Compliance in London. This pivotal role involves supporting the Head of Regulation and Compliance, focusing on regulatory compliance management and risk assessment. You will collaborate with cross-functional teams to ensure effective internal controls and compliance with evolving regulations. The company offers a competitive salary, generous benefits, and a commitment to professional development, making it an exciting opportunity for those passionate about compliance in the dynamic world of crypto assets.

Benefits

Competitive salary

Long-term incentive via equity grant

Up to 28 paid holidays plus public holidays

Retirement plan matching

Generous parental leave

Health plans

Training and professional development opportunities

Qualifications

• 7+ years in financial services, especially in a compliance leadership role.
• Operational knowledge of compliance programs and UK regulatory requirements.

Responsibilities

• Advise the business on regulatory compliance matters and best practices.
• Gather information for compliance reporting, ensuring accuracy and timeliness.
• Identify compliance vulnerabilities and develop corrective action plans.

Skills

Regulatory Compliance

Risk Assessment

Stakeholder Communication

Compliance Monitoring

Education

CISI or ICA diploma

Job description

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Senior Associate, Regulatory Compliance, London

Client: GEMINI

Location: London, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Reference: f2a508c8aaba

Job Views: 3

Posted: 02.05.2025

Expiry Date: 16.06.2025

Job Description:

Department: Compliance

Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment. We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting-edge tools and processes.

The Role: Senior Associate, Regulatory Compliance

This key role supports the Head of Regulation and Compliance (“RC”) of Gemini UK, focusing on implementing and managing regulatory compliance. Responsibilities include managing compliance risk assessments and executing various compliance monitoring workstreams under supervision.

The individual must stay updated on regulatory changes affecting crypto assets and e-money regimes to facilitate timely communication within the business. This role reports directly to the Head of Regulation and Compliance.

Responsibilities:

1. Advise and guide the business on regulatory compliance matters, sharing best practices and expectations.
2. Assist in preparing documents for FCA supervisory requests.
3. Gather information for compliance reporting, ensuring accuracy and timeliness.
4. Identify, evaluate, monitor, and mitigate compliance risks following Gemini’s CRA and CMP.
5. Review and support the annual training schedule and delivery of compliance training.
6. Prepare training materials in collaboration with the Head of RC.
7. Maintain and update compliance policies and procedures regularly.
8. Identify compliance vulnerabilities and develop corrective action plans.
9. Assess regulatory developments and advise on actions to ensure compliance and mitigate risks.
10. Collaborate cross-functionally to ensure internal risk controls are effective and emerging risks are managed.
11. Implement recommendations from audits and regulators promptly.
12. Build and maintain professional relationships across Gemini Group.

Minimum Qualifications:

• 7+ years in financial services, especially in a compliance leadership role.
• Experience in regulatory consultancy or in-house compliance within payments/e-money sectors.
• Operational knowledge of compliance programs and UK regulatory requirements.
• Effective communication skills with stakeholders at all levels.

Preferred Qualifications:

• Regulatory compliance qualifications such as CISI or ICA diploma.

It Pays to Work Here

We offer a holistic compensation package including:

• Competitive salary
• Long-term incentive via equity grant
• Up to 28 paid holidays plus public holidays
• Retirement plan matching
• Generous parental leave
• Health plans
• Training and professional development opportunities