Regulatory Compliance Associate | Global Impact Business

ZipRecruiter; London; Hybrid; GBP 40,000 - 70,000; Full time

Job summary

An exciting opportunity awaits for a Regulatory Compliance Associate at a purpose-driven investment organization. This dynamic role involves providing regulatory advisory support, managing compliance queries, and contributing to the development of compliance policies. The company is dedicated to sustainable economic development through responsible investing, ensuring a positive impact across emerging markets. Join a team that values high governance standards and offers a hybrid working model, allowing you to balance work and personal commitments while making a meaningful contribution to the industry.

Benefits

Competitive salary

Hybrid working model

Sustainable development contribution

Qualifications

• Experience in Regulatory Compliance within a UK-regulated financial institution.
• Knowledge of FCA regulations and market abuse controls.

Responsibilities

• Handle compliance queries related to Personal Account Dealing and Gifts & Hospitality.
• Assist in drafting and updating compliance policies and deliver training.

Skills

Regulatory Compliance

Analytical Skills

Problem-Solving Skills

Attention to Detail

Tools

Microsoft Office

Compliance Systems

Job description

Job Description

The Client

A purpose-driven investment organisation at the forefront of sustainable economic development across emerging markets. This company is driving economic development through responsible investing, spanning multiple jurisdictions. They are committed to high governance standards and regulatory compliance, ensuring that their impact is both positive and sustainable.

The Role

An exciting opportunity for a Regulatory Compliance Associate to join a dynamic team. You'll provide regulatory advisory support; help manage compliance queries and contribute to the ongoing development of compliance policies and procedures.

Key Responsibilities:

• Handle compliance queries related to Personal Account Dealing, Gifts & Hospitality, and Compliance Declarations.
• Support compliance monitoring and assist with MI reporting for senior management.
• Assist in the drafting and updating of policies and deliver compliance training to business teams.
• Help manage conflicts of interest and ensure adherence to FCA regulations.
• Assist in preparing and reviewing compliance reports for senior management.
• Collaborate with IT and other departments to enhance compliance systems and processes.

About You

The ideal candidate will have:

• Experience in Regulatory Compliance within a UK-regulated financial institution, ideally in private equity, asset management, or banking.
• Knowledge of FCA regulations and market abuse controls.
• Strong analytical and problem-solving skills with a keen attention to detail.
• Proficiency in Microsoft Office and experience with compliance systems.

What's on Offer?

• Competitive salary
• Hybrid working model
• The chance to contribute to sustainable development through responsible investment practices.