Associate VP (Regulatory Compliance Advisory) - Marks Sattin FS

ZipRecruiter; London; Hybrid; GBP 60,000 - 100,000; Full time

Job summary

An established global bank is seeking an Assistant Vice President for its Compliance Advisory function. This role focuses on regulatory compliance within the retail banking division, emphasizing Consumer Duty knowledge. The ideal candidate will lead compliance risk assessments, provide regulatory guidance, and support the development of compliance metrics. This dynamic position offers the opportunity to influence compliance practices and contribute to a proactive compliance culture. Join a forward-thinking institution where your expertise will drive regulatory excellence and enhance customer protection.

Qualifications

• Experience in regulatory compliance advisory within retail banking.
• Strong understanding of conduct risk and consumer protection rules.

Responsibilities

• Lead compliance risk assessments and internal controls review.
• Provide regulatory guidance and support to operational teams.
• Design and report on compliance metrics and dashboards.

Skills

Regulatory Compliance Advisory

Consumer Duty Knowledge

Conduct Risk Understanding

Analytical Skills

Communication Skills

Education

Professional Qualifications in Compliance

Job description

Job Description

Assistant Vice President - Regulatory Compliance Advisory

• Location: London, UK
• Employment Type: Full-Time, Permanent
• 4 Days a Week in the office (1-day WFH).

Company Overview:

• An established Global Bank is looking to appoint an Assistant Vice President within its Compliance Advisory function covering the retail banking division of the bank.

What we are looking for:

• The successful candidate must have compliance advisory experience within the retail banking space. Experience in Consumer Duty is a massive plus.

Core Responsibilities:

• Lead the review and challenge of business-led compliance risk assessments and internal controls
• Support the development and implementation of Key Risk Indicators (KRIs) across relevant units
• Design, maintain and report on compliance metrics, dashboards, and heat maps
• Provide regulatory interpretation and practical guidance relating to payments, depositor protection (FSCS), and obligations under the PSR
• Monitor and evaluate upcoming regulatory developments.
• Draft, revise and embed policies and internal frameworks aligned to new regulatory expectations
• Act as a senior compliance advisor, with robust knowledge of FCA requirements including COBS, MCOBs, BCOBS, CONC, DISP, SYSC, PRIN 12, and FSCS
• Offer day-to-day guidance and regulatory support to operational teams and business leaders
• Represent the Compliance function at governance meetings and contribute to product and service development from a regulatory lens
• Contribute to the creation and rollout of compliance training and internal awareness sessions
• Assist with team oversight, project delivery, and regulatory reporting initiatives

Requirements:

• Regulatory Compliance Advisory Experience within the retail banking space.
• Knowledge of Consumer Duty is a massive plus!
• Professional qualifications in compliance is a plus but not a requirement.
• Strong understanding of conduct risk, consumer protection rules, and regulatory change management
• Excellent analytical and communication skills with the ability to simplify complex issues
• Confident report writer with the ability to influence and build relationships at all levels
• A proactive, team-oriented mindset with a detail-focused approach to problem solving.

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