Regulatory Compliance Director - Retail FS, London

ZipRecruiter; London; On-site; GBP 80,000 - 120,000; Full time

Job summary

An established firm in the retail financial services sector is looking for a Compliance and Conduct Risk Director. This role offers a unique opportunity to lead conduct risk projects and engage with clients in banking and consumer finance. With a positive workplace culture and potential for partnership, the position requires a strong background in client management and conduct risk. The ideal candidate will thrive in a dynamic environment, contributing to the firm's growth while enhancing their professional journey. If you are a seasoned professional ready for the next step, this role is for you.

Qualifications

• Proven ability in delivering conduct risk projects across various financial sectors.
• Experience in client-facing roles is essential for this position.

Responsibilities

• Manage conduct risk projects in retail financial services.
• Engage with clients across banking and consumer finance sectors.

Skills

Conduct Risk Management

Client Management

Retail Banking Knowledge

Consumer Finance Knowledge

Job description

Job Title: Compliance and Conduct Risk Director

Location:

London

Sector:

Retail Financial Services

Job Description:

We are seeking an established and experienced senior professional within the retail financial services advisory sector. The ideal candidate will demonstrate proven ability in delivering and managing conduct risk projects across banking, consumer finance, and wealth management. A background in client-facing roles is essential, along with strong client management skills. While sales experience is not mandatory, it would be considered a plus.

The candidate should have exposure to retail banking, consumer credit/finance, wealth, and asset management sectors.

About the Client:

The client is an established yet growing firm offering a positive culture and the opportunity to progress to partnership in the medium term. The role requires presence in London four days a week.