Regulatory Compliance Director - Retail FS, London

Oliver James Associates Ltd.; London; On-site; GBP 80,000 - 120,000; Full time

Job summary

An established industry player seeks a Compliance and Conduct Risk Director to lead conduct risk projects within retail financial services. This role requires a seasoned professional with a strong background in client management and team leadership. The ideal candidate will have experience in banking, consumer finance, and wealth management, and will thrive in a client-facing environment. This innovative firm promotes a great culture and offers the potential for partnership in the medium term, making it an exciting opportunity for the right individual. Join a team where your expertise will make a significant impact!

Qualifications

• Proven ability in managing conduct risk projects in financial services.
• Experience in a client-facing role is essential.

Responsibilities

• Lead and manage conduct risk projects across banking and finance.
• Work closely with clients to ensure project delivery and satisfaction.

Skills

Conduct Risk Management

Client Management

Team Leadership

Project Delivery

Job description

Compliance and Conduct Risk Director

Location: London

Sector: Retail Financial Services

I am looking for an established and experienced senior hire within the retail financial services advisory sector. You will have proven ability in the delivery and management of conduct risk projects across banking, consumer finance, and wealth. You MUST also have a background in a client-facing sector. I am looking for a solid and capable individual who is good with clients and able to manage a team. You do not necessarily need to be able to sell work, but it would be a bonus.

Exposure to retail banking, consumer credit/finance, wealth, and asset management would be a good sector focus.

My client is an established but growing firm which offers not just a great culture but also the opportunity to move to partnership in the medium term. The role will require you to be in London 4 days a week.