Remote T&C Supervisor: Training & Competence Lead

Capio Recruitment; West Midlands; Hybrid; GBP 54,000 - 66,000; Full time

Benefits offered by this job

Car allowance

10% bonus target

£4,236 annual car allowance

Pension contribution

Additional holiday option

Private medical and dental

Critical illness cover

Income protection

Death-in-service 4x salary

Job summary

Capio Recruitment is seeking an experienced Training & Competence supervisor to lead adviser supervision across the UK, predominantly remote with occasional visits. You will oversee practice supervisors and ensure regulatory standards are embedded across Midlands or North East / North West regions.

You’ll analyse data to spot trends, identify risks, and develop remediation plans while balancing client outcomes with commercial needs. Strong communication and independence are essential.

Qualifications

• Level 4 Diploma in Financial Planning.
• Minimum two years’ experience supervising Financial Advisers.
• Strong understanding of the FCA Training & Competence requirements.
• Experience creating and delivering risk or quality remediation plans.
• Ability to analyse data and identify trends and areas of risk.
• Ability to work independently and manage a predominantly remote workload.
• Equity Release qualification, or willingness to complete this within 12 months.

Responsibilities

• Deliver adviser supervision in line with the firm’s assurance and supervision framework.
• Provide oversight and support to Practice Supervisors.
• Identify conduct, competence, regulatory and quality risks.
• Complete root-cause analysis and agree appropriate remediation plans.
• Use MI and data to identify trends, patterns and emerging areas of concern.
• Promote positive behaviours around competence, conduct and client outcomes.
• Provide technical guidance and challenge to Financial Advisers.
• Balance commercial considerations with regulatory requirements and customer outcomes.
• Plan and manage your own supervision activity and regulatory deadlines.
• Build effective relationships across advisers, firms, sales teams and the wider business.

Skills

Supervision of Advisers

Stakeholder management

Data analysis

Regulatory awareness

Education

Level 4 Diploma in Financial Planning

Job description

Capio Recruitment is seeking an experienced Training & Competence supervisor to lead adviser supervision across the UK, predominantly remote with occasional visits. You will oversee practice supervisors and ensure regulatory standards are embedded across Midlands or North East / North West regions.

You’ll analyse data to spot trends, identify risks, and develop remediation plans while balancing client outcomes with commercial needs. Strong communication and independence are essential.