FCA Training & Competency Lead for Advisers

Isio; England; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

A leading financial services company in the UK is seeking a Training & Competency Supervisor to ensure advisers meet regulatory standards. This role involves conducting supervision meetings, delivering training, and maintaining records. The ideal candidate has hands-on experience in T&C roles and a Level 4 Diploma in Financial Planning. This position offers a hybrid working model with a preference for candidates in the South East.

Qualifications

• Experience in a T&C role within a financial advice firm.
• Understanding of FCA T&C requirements in retail advice.
• Ability to coach and challenge advisers.

Responsibilities

• Conduct supervision meetings to assess adviser competence.
• Deliver training sessions to address development needs.
• Maintain accurate records of adviser competence.

Skills

FCA T&C requirements

Coaching

Communication

Independent management

Pensions advice

Education

Level 4 Diploma in Financial Planning

Job description

A leading financial services company in the UK is seeking a Training & Competency Supervisor to ensure advisers meet regulatory standards. This role involves conducting supervision meetings, delivering training, and maintaining records. The ideal candidate has hands-on experience in T&C roles and a Level 4 Diploma in Financial Planning. This position offers a hybrid working model with a preference for candidates in the South East.