Regulatory Training & Competence Partner (Hybrid)

Mattioli Woods plc; Leicester; Hybride; GBP 65 000 - 90 000; Plein temps

Avantages offerts par ce poste

Benenden Healthcare

Pension contribution (5% employer + 5%

Life assurance (4x salary)

Income protection (group)

Hybrid working

25 days' holiday

Training and development

supportive team environment

Résumé du poste

Mattioli Woods plc is recruiting a T&C Partner to join the Training & Competence team within our Wealth Division. This hands-on, delivery-focused role focuses on maintaining regulatory framework integrity and supporting adviser development.

You will own day-to-day delivery, ensuring FCA SYSC and SM&CR obligations are met across the Group, working with T&C Supervisors, Wealth Management Directors, Compliance and the Group T&C Officer.

Qualifications

• Experience within a T&C or regulatory compliance function in wealth management or financial services (ideal).
• Good working knowledge of FCA SYSC T&C rules, SM&CR and Certified Person obligations.
• Experience producing MI and reporting for senior or governance-level audiences.
• High attention to detail, with the ability to maintain accuracy across multiple concurrent processes.
• Clear, confident communication with stakeholders at all levels.

Responsabilités

• Acting as the main point of contact for T&C queries and support within your allocated regions
• Supporting T&C Supervisors with the monitoring of observation completion and targets
• Coordinating internal audits and producing management information for line management, Wealth Management Directors and the executive team
• Managing the initial and annual Fit and Proper certification process, and maintaining the central SPS record to ensure no lapses in certification
• Delivering monthly CPD reporting and audits across at least 20% of consultant records
• Reviewing and improving processes through digitalisation, AI and technology, in partnership with People and Systems
• Supporting the integration of newly acquired businesses into the T&C framework

Connaissances

T&C/regulatory compliance

FCA SYSC/SMCR knowledge

MI reporting

Attention to detail

Stakeholder communication

Description du poste

Mattioli Woods plc is recruiting a T&C Partner to join the Training & Competence team within our Wealth Division. This hands-on, delivery-focused role focuses on maintaining regulatory framework integrity and supporting adviser development.

You will own day-to-day delivery, ensuring FCA SYSC and SM&CR obligations are met across the Group, working with T&C Supervisors, Wealth Management Directors, Compliance and the Group T&C Officer.