Mortgage Compliance Supervisor

Your Mortgage Recruiter; City Of London; On-site; GBP 32,000 - 40,000; Full time

Benefits offered by this job

Annual bonus

Employee benefits

Hybrid work

Job summary

Your Mortgage Recruiter in London is seeking a Compliance Supervisor to provide oversight on mortgage and protection compliance. The role is hybrid, working from a central London office two days a week and from home three days a week, with a basic salary up to around £40,000 plus a bonus and benefits.

The successful candidate will conduct file checks, audits, broker monitoring, and AML oversight, while developing the firm's compliance policies and contributing to MI and board reporting.

Qualifications

• Mortgage-based compliance supervision experience in the independent market.
• Experience in mortgage and protection case administration with interest in compliance.
• Excellent accuracy and attention to detail while seeing the bigger picture.
• Strong work ethic with a proactive approach and good time management.
• Professional, ambitious, and adaptable with excellent communication skills.
• Demonstrates teamwork and the ability to work on own initiative when required.
• Ability to respond to changing circumstances and manage change in a dynamic environment.
• Genuine interest in compliance and how it enhances the company profile.

Responsibilities

• File checking and audits to maintain high compliance standards.
• Broker call monitoring and one-to-one compliance reviews with brokers.
• AML overview and policy development tasks.
• Drive compliance projects and develop use of AI in compliance.
• Handle confidential documentation and contribute to MI/board reporting.

Skills

Mortgage compliance

Protection compliance

Attention to detail

Time management

Interpersonal skills

Job description

Compliance Supervisor

My client is a very well established, successful, Directly Authorised, Independent Mortgage and Protection Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. In turn Broker's at this company have no sales targets in place to achieve.

Due to business growth, the company are currently keen to recruit a permanent, employed, Compliance Supervisor to join their established team based within London.

This is a hybrid role, whereby the successful candidate would work both from a central London office for two days per week and you will also have the opportunity to work from home on a three days per week basis.

Within this position the successful candidate will provide the business with compliance oversight support in relation to both mortgage cases (residential and BTL) and associated protection cases.

Naturally, a candidate for this position that has experience of working specifically within a dedicated mortgage and protection compliance focused role is ideal. Although, candidate's with a strong background within mortgage and protection case administration, who have a keen interest within compliance, will also happily be considered for this position.

The company are a successful, growing business, providing you with the opportunity to develop your career further. Allowing this to be a long term/career based opportunity.

Key role features

• File Checking/Audits, ensuring file compliance is at a high standard.
• Broker Call Monitoring.
• Completing one-to-one compliance reviews with Broker's.
• AML Overview.
• Supervising/Developing the firms T&C Policy.
• Driving your own Compliance Projects.
• Developing the firms use of AI within compliance.
• Handling highly confidential documentation.
• Contributing to MI and board reporting.
• You will be provided with all required technology and office provisions. Plus the availability to both board and general meeting rooms within a prime Central London office to work from.
• You will work within both a professional environment and alongside a successful, friendly and helpful team of experienced Broker's.

Key candidate attributes

• Mortgage (and also preferably protection) based compliance supervision experience that has been gained within the independent market. Candidate's with strong mortgage and protection case administration experience will also be considered for this position.
• Excellent accuracy and attention to detail whilst understanding the bigger picture.
• A strong work ethic, with a proactive approach and excellent time-management.
• A candidate who is professional and ambitious.
• Excellent inter-personal and communication skills with a friendly and approachable attitude.
• A strong multi-tasker with good organisational and prioritisation skills.
• A team player with ability to work on own initiative when required.
• A candidate who can respond to changing circumstances, be flexible and manage change within a dynamic environment.
• A candidate who has a genuine interest in compliance and the way in which it enhances the company profile.

The successful candidate will receive a basic salary of up to circa £40,000, which is negotiable based on skill-set/ability/role experience. Plus, an annual bonus will be made available and employee benefits.