Independent Financial Advisor

JR United Kingdom; Chesterfield; Remote; GBP 30,000 - 60,000; Full time

Job summary

A leading wealth management firm in Chesterfield is seeking an Independent Financial Adviser to provide expert financial guidance with full support. The role involves client advising, maintaining best practices, and ensuring compliance with industry standards. Candidates should hold a Level 4 diploma and have prior advisory experience.

Qualifications

• Experience as a Financial Adviser is required.
• SPS Statement of Professional Standing preferred.

Responsibilities

• Provide holistic independent advice to clients.
• Maintain accurate client records and ensure quality in advice.
• Analyse clients' circumstances to establish suitable solutions.

Skills

Client advising

Analytical skills

Compliance knowledge

Education

RQF Level 4 Diploma in Regulated Financial Planning

Job description

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Client:

Clayton Davies

Location:

Chesterfield, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join their team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practices.
• Ensure best practice and positive client outcomes.
• Maintain records appropriately in line with the company’s record-keeping and file quality requirements.
• Ensure that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Requirements to apply:

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.