Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Watford; On-site; GBP 35,000 - 55,000; Full time

Job summary

A leading Financial Services Consultancy in Watford seeks a Financial Services Consultant with strong regulatory knowledge. This role involves supporting clients with compliance monitoring programs, drafting critical policies, and promoting regulatory best practices. Ideal candidates will be highly motivated professionals with a Bachelor's degree and 1-3 years of relevant experience.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support.
• Strong knowledge of UK regulatory frameworks.

Responsibilities

• Support clients with execution and maintenance of compliance monitoring programmes.
• Assist in drafting and reviewing key policies.
• Perform ad hoc regulatory research and analysis.

Skills

Regulatory Knowledge

Compliance Monitoring

Research and Analysis

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Watford, Hertfordshire

Client: Miryco Consultants Ltd

Location: Watford, Hertfordshire, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants is working with a private equity-backed, high-growth Financial Services Consultancy. They are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is ideal for a highly motivated, detail-oriented professional seeking to join a fast-paced consultancy during its next growth phase.

Responsibilities:

• Support clients with the execution and maintenance of compliance monitoring programmes.
• Assist with drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning to identify upcoming regulatory changes for stakeholders.
• Perform ad hoc regulatory research and analysis tasks for clients.
• Collaborate with client stakeholders to promote regulatory awareness and compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Strong knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client cannot offer sponsorship for this opportunity. If you are not contacted within five working days of application, you have not been shortlisted. We will contact you if other suitable opportunities arise.

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