Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Hemel Hempstead; On-site; GBP 35,000 - 50,000; Full time

Job summary

A leading consultancy in the Financial Services sector is seeking a Financial Services Consultant specialized in Regulatory Compliance Monitoring to support their clients with compliance programs and regulatory research. This role demands strong regulatory knowledge and offers an opportunity to join a fast-growing firm during an exciting phase.

Qualifications

• Bachelor's degree in Finance, Law, Economics, or Business is required.
• 1-3 years of experience in compliance or regulatory support is preferred.
• Strong knowledge of UK regulatory frameworks is essential.

Responsibilities

• Support clients with compliance monitoring programs.
• Assist in drafting and reviewing policies like Financial Crime and AML.
• Conduct quarterly horizon scans for upcoming regulatory changes.

Skills

Regulatory knowledge

Compliance monitoring

Regulatory research

Stakeholder collaboration

Education

Bachelor's degree in Finance

Bachelor's degree in Law

Bachelor's degree in Economics

Bachelor's degree in Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Hemel Hempstead

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Client:

Miryco Consultants Ltd

Location:

Hemel Hempstead, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

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Job Description:

Miryco Consultants is working with a private equity-backed, high-growth Financial Services Consultancy. The firm seeks a professional with strong regulatory knowledge to support regulatory compliance and operations services for their clients.

This role is ideal for a motivated, detail-oriented professional eager to join a fast-paced consultancy during its growth phase.

Responsibilities:

• Support clients with compliance monitoring programs.
• Assist in drafting and reviewing policies such as Financial Crime, AML, and Personal Account Dealing.
• Conduct quarterly horizon scans to identify upcoming regulatory changes for stakeholders.
• Perform regulatory research and analysis tasks.
• Collaborate with stakeholders to promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years in compliance, operations, or regulatory support within Financial Services or Consulting.
• Strong knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client cannot offer sponsorship. If you are not contacted within five working days, you have not been shortlisted. We will contact you if other suitable opportunities arise.

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