Equities Operations Risk & Controls VP

Testing Site - JPMC; Lower Blandford St Mary; On-site; GBP 140,000 - 180,000; Full time

Job summary

JPMorganChase is seeking an Equities Operations Control Management Vice President to lead risk governance, control design, and remediation across Global Equities Operations. You will partner with Audit, Compliance, and Regulatory teams, drive data-driven risk reduction, and implement technology solutions to strengthen controls.

You will manage control metrics, coordinate reviews, and communicate findings to senior stakeholders while advancing a culture of risk awareness and operational

Qualifications

• Experience in internal/external audit or risk assessments in financial services.
• Strong analytics using Tableau, Qlik, Alteryx or similar.
• Ability to conduct functional deep dives and root cause analysis.
• Excellent communication with senior stakeholders (VP/ED/MD level).
• Influencing and negotiating across Operations, Technology, Audit, and Compliance.

Responsibilities

• Conduct functional deep dive reviews and targeted risk assessments to identify, analyze, and address control gaps and emerging risks within operational processes.
• Partner with Audit, Compliance, and Regulatory teams to assess incidents, perform root cause analysis, and drive remediation of control issues.
• Design and execute risk mitigation strategies based on audits, deep dives, and risk reviews, ensuring sustainable control enhancements.
• Develop, analyze, and publish standardized control metrics; leverage analytics tools to identify trends and opportunities for process improvement.
• Drive control remediation and risk mitigation programs using data-driven insights and metric-based analysis.
• Manage governance and reporting of control and risk initiatives through advanced analytics and visualization tools.
• Implement innovative technology solutions to automate controls, enhance data analysis, and support operational excellence.
• Review significant change agenda and ensure no diminution of controls; assist with designing new controls where required.
• Act as a first line of defense with Operations on the control agenda, advising on operations risk, control, and audit matters.
• Coordinate internal and external audit engagements and regulatory reviews, including preparation and remediation tracking.

Skills

Audit experience

Operational risk

Data analytics

Tableau

Qlik

Alteryx

Xceptor

Stakeholder comms

Change management

Tools

Tableau

Qlik

Alteryx

Xceptor

Job description

JPMorganChase is seeking an Equities Operations Control Management Vice President to lead risk governance, control design, and remediation across Global Equities Operations. You will partner with Audit, Compliance, and Regulatory teams, drive data-driven risk reduction, and implement technology solutions to strengthen controls.

You will manage control metrics, coordinate reviews, and communicate findings to senior stakeholders while advancing a culture of risk awareness and operational