Compliance Manager – Financial Services (6 Month Contract)

Danos Group; England; On-site; GBP 90,000 - 110,000; Part time

Benefits offered by this job

Benefits package

Job summary

A leading global trading and investments platform is seeking a Compliance Manager for an initial 6-month contract. The role involves overseeing compliance for financial promotions, supporting Consumer Duty principles, and enhancing compliance policies. The ideal candidate has strong experience in financial services compliance and knowledge of UK FCA regulations. Compensation is circa £100k plus benefits.

Qualifications

• Strong experience in central or advisory compliance within financial services.
• In-depth knowledge of UK FCA regulations.
• Able to start within a month.

Responsibilities

• Oversee compliance for financial promotions and advise on campaign approvals.
• Support implementation of Consumer Duty principles and related conduct requirements.
• Develop and enhance compliance policies and frameworks.

Skills

Compliance within financial services

Knowledge of UK FCA regulations

Financial Promotions Compliance

Job description

A leading global trading and investments platform is seeking a Compliance Manager for an initial 6-month contract. The role involves overseeing compliance for financial promotions, supporting Consumer Duty principles, and enhancing compliance policies. The ideal candidate has strong experience in financial services compliance and knowledge of UK FCA regulations. Compensation is circa £100k plus benefits.