Compliance Manager

Danos Group; Greater London; On-site; GBP 90,000 - 110,000; Part time

Benefits offered by this job

Benefits package

Job summary

A leading global trading and investments platform is seeking a Compliance Manager for an initial 6-month contract. The role involves overseeing compliance for financial promotions, supporting Consumer Duty principles, and enhancing compliance policies. The ideal candidate has strong experience in financial services compliance and knowledge of UK FCA regulations. Compensation is circa £100k plus benefits.

Qualifications

• Strong experience in central or advisory compliance within financial services.
• In-depth knowledge of UK FCA regulations.
• Able to start within a month.

Responsibilities

• Oversee compliance for financial promotions and advise on campaign approvals.
• Support implementation of Consumer Duty principles and related conduct requirements.
• Develop and enhance compliance policies and frameworks.

Skills

Compliance within financial services

Knowledge of UK FCA regulations

Financial Promotions Compliance

Job description

Direct message the job poster from Danos Group

We’re working with a leading global trading and investments platform seeking a Compliance Manager to join their team on an initial 6 month contract. This role is ideal for someone with a background in central compliance or compliance advisory ideally within a trading environment and will be paying circa £100k + benefits.

Key Responsibilities

• Oversee compliance for financial promotions, advising on campaign approvals and communications.
• Support implementation of Consumer Duty principles and related conduct requirements.
• Develop, review, and enhance compliance policies, frameworks, and training initiatives.
• Advise on regulatory issues, complaints handling, and client money (CASS) matters as required.

Key Qualifications

• Strong experience in central or advisory compliance within financial services, ideally trading, brokerage, or fintech.
• In-depth knowledge of UK FCA regulations.
• Financial Promotions/Marketing Compliance experience.
• Able to start within a month.

Please contact Nicole Poole at Danos Consulting if you have any questions.

Location: London, United Kingdom.