Head of Financial Services Operations & Compliance

RGH-Global Ltd; England; On-site; GBP 36,000 - 44,000; Full time

Benefits offered by this job

Hybrid working model

Leadership-level responsibility

Career progression opportunities

Job summary

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function. You will manage daily operations across client servicing and onboarding, ensuring high service quality and adherence to regulatory standards. The ideal candidate has proven leadership experience and strong knowledge of FCA regulations. This role offers hybrid working options, competitive salary, and opportunities for long-term career progression.

Qualifications

• Proven leadership experience within financial services or IFA operations.
• Strong working knowledge of FCA regulation and compliance frameworks.
• Experience managing operational workflows and service level delivery.

Responsibilities

• Lead and develop a team of administrators and paraplanners.
• Oversee end-to-end workflow including client servicing and onboarding.
• Maintain oversight of regulatory and compliance activities.

Skills

Leadership experience

Knowledge of FCA regulations

Operational workflow management

Back-office systems proficiency

Communication skills

Education

Level 4 Diploma in Financial Planning

Tools

Intelliflo Office

Excel

Job description

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function. You will manage daily operations across client servicing and onboarding, ensuring high service quality and adherence to regulatory standards. The ideal candidate has proven leadership experience and strong knowledge of FCA regulations. This role offers hybrid working options, competitive salary, and opportunities for long-term career progression.