Compliance & Surveillance Manager (6-Month Contract)

Equifind; England; On-site; GBP 65,000 - 75,000; Full time

Job summary

An investment firm in London is looking for a Compliance Manager for a 6-month contract, possibly leading to a permanent position. The role involves managing daily market surveillance, calibrating monitoring systems, and performing KYC/CDD reviews. Ideal candidates will have 5-8 years of compliance experience and a solid understanding of regulations. The role offers a salary range of £65k-£75k, primarily office-based in London.

Qualifications

• 5-8 years’ practical experience in a compliance position.
• Strong understanding of surveillance and compliance.
• Significant knowledge of FCA industry standards and regulations.

Responsibilities

• Manage daily market surveillance alerts.
• Calibrate monitoring systems to reduce false positives.
• Produce management information on surveillance activity.
• Support regulatory engagements and inquiries.
• Perform KYC/CDD/EDD reviews.

Skills

Communication skills

Attention to detail

Organizational skills

Knowledge of surveillance and compliance

Tools

CRM systems

Trading platforms

Job description

An investment firm in London is looking for a Compliance Manager for a 6-month contract, possibly leading to a permanent position. The role involves managing daily market surveillance, calibrating monitoring systems, and performing KYC/CDD reviews. Ideal candidates will have 5-8 years of compliance experience and a solid understanding of regulations. The role offers a salary range of £65k-£75k, primarily office-based in London.