Senior Compliance Leader – UK Financial Services

Freetrade; England; Hybrid; GBP 70,000 - 90,000; Full time

Benefits offered by this job

Competitive salary

25 days holidays plus UK public holidays

Enhanced pension

Private Health Insurance

Bonus Scheme

Learning & Development funding

Job summary

A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. Successful candidates will possess excellent communication skills and the ability to foster teamwork and compliance across various departments. The position offers a blend of in-office and remote work, competitive salary, and an extensive benefits package.

Qualifications

• At least eight years experience in Compliance at a retail focused financial services company.
• Ideally held a senior role in Compliance at a retail investment broker.
• Passionate about delivering good outcomes to customers.

Responsibilities

• Lead the delivery of Freetrade’s Compliance programme.
• Provide regulatory and compliance advice across the organisation.
• Manage members of the Compliance team, helping them build their careers.

Skills

Strong financial services industry experience

Technical knowledge of UK financial services regulation

Ability to influence and build relationships with the FCA

Strong communication skills

Team management

Education

Compliance background

Job description

A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. Successful candidates will possess excellent communication skills and the ability to foster teamwork and compliance across various departments. The position offers a blend of in-office and remote work, competitive salary, and an extensive benefits package.