Compliance Associate

Rutherford; Greater London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading company in investment management is seeking a Compliance Associate for their London team. The role involves managing compliance tasks, advising stakeholders on regulations, and providing training. Ideal candidates will have 3-5 years of experience in compliance, particularly within hedge funds or investment banks.

Qualifications

• 3-5 years of compliance experience in hedge fund or investment banking.

Responsibilities

• Manage BAU compliance tasks including code of ethics and trade surveillance.
• Advise on regulatory developments and requirements.
• Draft and implement compliance policies.

Skills

Compliance

Regulatory Knowledge

FCA Knowledge

Job description

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Director, Legal & Compliance at Rutherford

We are exclusively partnered with a global hedge fund to recruit a Compliance Associate for their London team. The role will primarily support the EMEA business, with additional responsibilities providing secondary support to teams in the US and APAC regions.

Responsibilities

• Manage BAU compliance tasks, including code of ethics, onboarding, and trade surveillance.
• Advise senior management and business stakeholders on upcoming regulatory developments and requirements.
• Draft, update, and implement new compliance policies and procedures.
• Provide compliance training to new joiners and front office staff.

Requirements

• 3-5 years of compliance experience, ideally from a hedge fund, investment bank, or investment management firm.
• Strong FCA knowledge.

Seniority level

• Associate

Employment type

• Full-time

Job function

• Legal

Industries

• Investment Management and Financial Services