Compliance Assistant

Orla Rose Associates; Greater London; On-site; GBP 25,000 - 35,000; Full time

Job summary

A leading company in the financial services sector is seeking an Onboarding and Compliance Assistant to join their compliance team in London. The ideal candidate will support onboarding procedures, conduct anti-money laundering checks, and assist with compliance documentation. This entry-level role requires strong communication skills and a flexible attitude, making it a great opportunity for those looking to start their career in compliance.

Qualifications

• At least 1-year experience in an office-based environment.
• Knowledge of AML and compliance regulations.
• Ability to work on multiple projects simultaneously.

Responsibilities

• Carry out various onboarding procedures for new clients.
• Liaise with partners and clients for ID verification.
• Assist compliance department with ad-hoc issues.

Skills

Communication

Interpersonal Skills

Time Management

Flexibility

Tools

Microsoft Office

Job description

This range is provided by Orla Rose Associates. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Orla Rose Associates

Junior Compliance Officer

About the role

We are looking for an Onboarding and Compliance Assistant to join our compliance team based in our Bank office, the right person will work with the existing compliance team and compliance Partner.

Key Responsibilities:

Responsibilities

• Carry out various on-boarding procedures for new clients
• Liaise with partners, managers and clients to obtain documentation for ID verification
• Carry out anti-money laundering checks using software and interpret the results
• Liaise with compliance team colleague’s on any AML/KYC issues arising
• Assist when necessary with various new client risk assessments/AML documentation
• Liaise with colleagues for engagement letters to be issued by them
• Assist compliance department with ad-hoc issues and projects

Requirements

• Able to demonstrate wide experience and competency in Microsoft Office
• At least 1-year experience in an office based environment or administration role
• Ability to work on multiple projects simultaneously
• Excellent communication and interpersonal skills
• Good English, both written and verbal
• Good time management with ability to meet tight deadlines
• Flexible attitude, with ability to prioritise workloads
• Previous exposure to compliance based work
• Knowledge of AML and compliance regulations

Seniority level

• Seniority level

  Entry level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Administrative, Analyst, and Legal

• Industries

  Investment Banking, Investment Management, and Financial Services

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