Compliance Analyst: Shape Risk & Regulatory Strategy

AJ FOX COMPLIANCE; Greater London; On-site; GBP 45,000 - 60,000; Full time

Job summary

A prominent professional services firm in Surrey is seeking a Compliance Analyst to shape and deliver the firm's risk and compliance strategy. The role demands at least two years of UK regulatory experience in a legal or accountancy practice, focusing on compliance culture, documenting policies, and advising staff. This opportunity allows for a significant impact on the firm's business operations and compliance function.

Qualifications

• Minimum of two years of experience in UK regulatory compliance.
• Experience in a legal or accountancy practice or a professional regulatory body.
• Proactive mindset to build technical knowledge.

Responsibilities

• Develop and implement a firmwide Compliance and Risk strategy.
• Assist in creating a strong compliance culture through training.
• Prepare regulatory submissions related to acquisitions.
• Produce reporting on compliance issues and breaches.
• Advise partners and staff on compliance matters.
• Maintain regulatory policies and risk assessments.
• Oversee client onboarding documentation for compliance.
• Manage conflict of interest processes.
• Support GDPR compliance and timely risk reporting.
• Liaise with professional bodies for regulatory compliance.
• Draft and implement additional regulatory guidelines.
• Represent Compliance in group projects for business processes.

Skills

UK regulatory experience

Risk and compliance understanding

CDD and AML knowledge

Excellent communication skills

Attention to detail

Problem-solving abilities

Job description

A prominent professional services firm in Surrey is seeking a Compliance Analyst to shape and deliver the firm's risk and compliance strategy. The role demands at least two years of UK regulatory experience in a legal or accountancy practice, focusing on compliance culture, documenting policies, and advising staff. This opportunity allows for a significant impact on the firm's business operations and compliance function.